Risk and Compliance Analyst - RCSA & PRCI (Mid-Level)
Company: USAA
Location: Plano
Posted on: June 23, 2022
Job Description:
Purpose of JobWe are seeking a talented and hardworking Risk and
Compliance Analyst to work a hybrid schedule from our Charlotte, NC
and San Antonio, TX offices.
Positioned in the first line of defense to ensure the overall
efficiency of risk and compliance management programs, risk
analytics and operations in the business. This role will partner
and collaborate with Compliance and Risk Management, as well as
Business Operations, IT, Audit Services, and Regulators to support
risk and compliance-based initiatives. Responsible for supporting
business leader adherence to the established risk framework and
ongoing supervision of business controls including risk and control
self-assessments, identification and evaluation of efficiency,
identifying control failures, facilitating remediation, internal
and external audits and regulatory exams and to minimize risk
exposures and strengthen the overall control environment. Leverages
risk assessment data and identifies key data-driven insights.Job
RequirementsAbout USAAUSAA knows what it means to serve. We
facilitate the financial security of millions of U.S. military
members and their families. This singular mission requires a
dedication to innovative thinking at every level.Primary
Responsibilities:
- Identifies and leads existing and emerging risks that stem from
business activities and the job role.
- Ensures risks associated with business activities are optimally
identified, measured and controlled.
- Follows written policies and procedures for business
activities.
- Counsels the business on how to strengthen and handle their
control environment pertaining to oversight of procedures/process,
accurate regulatory reporting and filing, document governance, risk
control self-assessments, procedure governance, control design, new
product controls, CoSA Third Party Governance, or quality
governance.
- Performs ongoing supervision and oversight of controls which
may include the coordination of testing, root cause analysis,
control design, and examining key risk metrics to evaluate the
effectiveness of established business controls.
- Performs risk data analysis, report preparation and trend
analysis, applying business intelligence tools.
- Partners with business owners to assist them in the
identification of control failures and assesses the impact.
- Assists with translating control deficiencies into action plans
and facilitates effective and timely risk remediation through
action plan oversight; provides recommendations to improve
governance practices with frameworks.
- Maintains processes, procedures, and tools for handling
exception alerts as they occur, including monitoring of resulting
exception cases.
- Provides control oversight to ensure compliance with laws and
regulations.
- Serves as a resource to team members.Minimum Requirements:
- Bachelor's Degree; 4 additional years of related experience
beyond the minimum required may be substituted in lieu of a
degree.
- Minimum of 4 years' experience supporting risk and/or
compliance-related activities in a financial services operating
environment or other relevant industry OR 4 years' experience in a
relevant quantitative field OR advanced degree or designation in a
risk management or quantitative subject area, and 2 years of
experience supporting risk and/or compliance related activities OR
PhD in a risk management or quantitative field.Preferred
Experience:
- 3 years PRCI and RCSA risk management experience.
- 1-2 years experience crafting control libraries for CFO
function.
- 1-2 years experience implementing RCSA.
- SOX or ICFR, IT Audit, Risk & Controls experience at a Big Four
public accounting firm or public companyThe above description
reflects the details considered necessary to describe the principal
functions of the job and should not be construed as a detailed
description of all the work requirements that may be performed in
the job.Compensation:USAA has an effective process for assessing
market data and establishing ranges to ensure we remain
competitive. You are paid within the salary range based on your
experience and market position. The salary range for this position
is $72,900.00-$131,400.00.Employees may be eligible for pay
incentives based on overall corporate and individual performance or
at the discretion of the USAA Board of Directors.*Geographical
Differential: Geographic pay differential is additional pay
provided to eligible employees working in locations where market
pay levels are above the national average.Shift premium will be
addressed on an individual basis for applicable roles that are
consistently scheduled for non-core hours.Benefits:At USAA our
employees enjoy best-in-class benefits to support their physical,
financial, and emotional wellness. These benefits include
comprehensive medical, dental and vision plans, 401(k), pension,
life insurance, parental benefits, adoption assistance, paid time
off program with paid holidays plus 16 paid volunteer hours, and
various wellness programs. Additionally, our career path planning
and continuing education assists employees with their professional
goals.To see details on our outstanding benefits, visit USAA Total
Rewards.Relocation assistance is not available for this
position.Required
Keywords: USAA, Plano , Risk and Compliance Analyst - RCSA & PRCI (Mid-Level), Professions , Plano, Texas
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