Business Risk and Controls Advisor Lead
Company: USAA
Location: Plano
Posted on: June 23, 2022
|
|
|
Job Description:
Purpose of Job We are seeking a talented Business Risk and
Controls Advisor Lead for our San Antonio, TX, Plano, TX, Phoenix,
AZ, Tampa, FL, or Charlotte, NC or 100% remote work
environment.
Remote work is available for candidates who do not live in a
location where USAA has a physical office.
If on location: USAA values a culture that is highly collaborative,
and we have found that a hybrid work type helps employees gain the
best of both worlds - collaborating in-person in the office and
working from home when needed to achieve focused deliverables. The
actual days onsite are determined between each employee and the
employee's manager.
Promotes risk-awareness and the overall effectiveness of risk and
compliance management programs, risk analytics and operations in
the business. This role will partner and collaborate with
Compliance and Risk Management, as well as Business Operations, IT,
Audit Services, and Regulators to support risk and compliance-based
initiatives. Responsible for supporting business leader adherence
to the established risk framework and ongoing supervision of
business controls; including, risk and control self-assessments,
identification and evaluation of control effectiveness, identifying
control failures, facilitating risk and compliance remediation,
internal and external audits and regulatory exams, and monitoring
of the first line of defense to minimize risk exposures and
strengthen the overall control environment. Manages risk assessment
data and identifies key data-driven insights tied to first line of
defense.
Job Requirements About USAA
USAA knows what it means to serve. We facilitate the financial
security of millions of U.S. military members and their families.
This singular mission requires a dedication to innovative thinking
at every level.
Primary Responsibilities:
Identifies and manages existing and emerging risks that stem from
business activities and the job role.
Ensures risks associated with business activities are effectively
identified, measured, monitored, and controlled.
Follows written risk and compliance policies, standards, and
procedures for business activities.
Directs and oversees multiple initiatives in support of risk and/or
regulatory compliance related initiatives including but not limited
to: oversight of procedures/process, accurate regulatory reporting
and filing, document governance, risk control self-assessments,
procedure governance, control design, new product controls, CoSA
Third Party Governance, or quality governance.
Applies a holistic understanding of risk and regulatory compliance
to includes business strategies and solutions.
Responsible for first line of defense data analysis, report
preparation and trend analysis, utilizing business intelligence
tools.
Designs solutions for unanswered business questions and anticipates
future business needs.
Directs, organizes and oversees action plans designed to enhance
governance practices in alignment with risk and compliance
frameworks.
Influences and develops innovative solutions to mitigate risk and
prevent risk exposures which result in significant business
impacts.
Manages the most complex projects involving cross-functional areas
within the first line of defense.
Defines and outlines new approaches to problem resolution and leads
project team from concept through implementation.
Advises senior management on the status of their control
environment related to risk identification and control
weaknesses.
Identifies critical areas to monitor and escalates issues and
findings to appropriate stakeholders.
Serves as a primary resource to cross functional team members and
advises on risk mitigation opportunities.
Stays informed of changes to the regulatory environment to ensure
proper compliance with processes and requirements are followed.
Minimum Education:
Bachelor's degree; OR 4 years of related experience (in addition to
the minimum years of experience required) may be substituted in
lieu of degree.
Minimum Experience:
8 years of experience supporting risk and/or compliance related
activities in a financial services operating environment or other
relevant industry; OR 8 years of experience in a relevant
quantitative discipline; OR Advanced degree or designation in a
risk management or quantitative discipline, and 6 years of
experience supporting risk and/or compliance related activities; OR
PhD in a risk management or quantitative discipline, and 4 years of
experience supporting risk and/or compliance related
activities.
Preferred Experience:
5 years or more experience in and knowledge of third party
management/governance regulatory and program standards at a large
financial institution or other similar regulated industry
3 years or more experience in Human Resources/employment laws
3 years or more experience in technical writing/document governance
or management
Juris Doctor
Certified Regulatory Vendor Program Manager (CRVPM) designation
The above description reflects the details considered necessary to
describe the principal functions of the job and should not be
construed as a detailed description of all the work requirements
that may be performed in the job.
Compensation: USAA has an effective process for assessing market
data and establishing ranges to ensure we remain competitive. You
are paid within the salary range based on your experience and
market position. The salary range for this position is: $106,800 -
$192,300*( this does not include geographic differential it may be
applied based on your work location)
Employees may be eligible for pay incentives based on overall
corporate and individual performance or at the discretion of the
USAA Board of Directors.
Benefits: At USAA our employees enjoy best-in-class benefits to
support their physical, financial, and emotional wellness. These
benefits include comprehensive medical, dental and vision plans,
401(k), pension, life insurance, parental benefits, adoption
assistance, paid time off program with paid holidays plus 16 paid
volunteer hours, and various wellness programs. Additionally, our
career path planning and continuing education assists employees
with their professional goals.
Please click on the link below for more details.
USAA Total Rewards
Relocation assistance is not available for this position.
Keywords: USAA, Plano , Business Risk and Controls Advisor Lead, Other , Plano, Texas
|
Click
here to apply!
|
