Business Risk and Controls Advisor Senior-BRC Advisor
Posted on: June 23, 2022
Purpose of Job About USAA
USAA knows what it means to serve. We facilitate the financial
security of millions of U.S. military members and their families.
This singular mission requires a dedication to innovative thinking
at every level.
We are seeking a hard-working experienced Business Risk and
Controls Advisor Senior-BRC Advisor for either our San Antonio, TX,
Plano, TX, Phoenix, AZ, Tampa, FL or Charlotte, NC facility.
Occasional travel will be required to USAA facility for training
The position will evaluate and ensure the overall effectiveness of
risk and compliance management programs, risk analytics and
operations in the Second Line of Defense (SLOD).
This role will partner and collaborate with the Compliance, Risk,
and Ethics management, as well as the Information Technology and
Audit Services departments to perform control testing to formally
evaluate the risk and control environment within the Enterprise
Risk and Compliance department.
Position will be directly accountable for a variety of activities
related to risks and controls for the Enterprise Risk and
Compliance Department. Specific responsibilities are as
- Performing formal control testing of new and existing
- Identifying control failures
- Proactively Identify risk and control gaps in the system of
- Maintain the risk and control system of record
- Identification and evaluation of control effectiveness
- Facilitating risk and compliance remediation
- Internal and external audits and regulatory exams support
- Supporting business leader adherence to the established risk
frameworkJob Requirements Primary Responsibilities:
Identifies and manages existing and emerging risks that stem from
business activities and the job role.
Ensures risks associated with business activities are effectively
identified, measured, monitored, and controlled.
Follows written risk and compliance policies and procedures for
Leads and drives solutions for stronger controls, and in support of
risk and/or regulatory compliance related initiatives which may
include oversight of procedures/process, accurate regulatory
reporting and filing, document governance, risk control
self-assessments, procedure governance, control design, new product
controls, Company or Staffing Agency CoSA Third Party Governance,
or quality governance.
Performs ongoing supervision and oversight of business controls and
shares knowledge with team members to evaluate the effectiveness of
established business controls.
Responsible for risk data analysis, report preparation and trend
analysis, applying business intelligence tools.
Anticipates business needs and proactively sees opportunities to
improve and strengthen the control environment through useful
Assists with translating control deficiencies into action plans and
provides recommendations to improve governance practices in
alignment with risk and compliance frameworks.
Partners with team members to drive improvement efforts to correct
or prevent unfavorable trends and assess the impacts.
Leads project team through concept, planning, execution, and
implementation phases for effective and timely risk
Advises senior management on the status of their control
environment related to risk identification and control weaknesses.
Identifies critical areas to monitor and advances issues and
findings to appropriate team members.
Establishes and maintains processes, procedures, and tools for
managing exception alerts as they occur, including monitoring of
resulting exception cases.
Provides control oversight to ensure compliance with laws and
Serves as a primary resource to team members.
When you apply for this position, you will be required to answer
some initial questions. This will take approximately 5 minutes.
Once you begin the questions you will not be able to finish them at
a later time and you will not be able to change your responses.
Bachelor's degree, or 4 additional years of related experience
beyond the minimum required in lieu of a degree (10 total years of
experience without a degree).
Minimum of 6 years' experience supporting risk and/or compliance
related activities in a financial services operating environment or
other relevant industry OR 6 years' experience in a relevant
quantitative discipline OR advanced degree or designation in a risk
management or quantitative discipline, and 4 years of experience
supporting risk and/or compliance related activities OR PhD in a
risk management or quantitative subject area, and 2 years of
experience supporting risk and/or compliance related
Thorough understanding of Risks and Controls at a financial
Experience working with automated and manual controls.
2 years of experience formal risk and control management within
2 years minimum of experience applying Turborisk /
1 year of experience using ARIS (Activity Reporting Information
Strong interpersonal skills with ability to communicate complex
concepts optimally (both written and oral) to business line
Experience working collaboratively on assignments and projects.
The above description reflects the details considered necessary to
describe the principal functions of the job and should not be
construed as a detailed description of all the work requirements
that may be performed in the job.
USAA has an effective process for assessing market data and
establishing ranges to ensure we remain competitive. You are paid
within the salary range based on your experience and market
position. The salary range for this position is: $ 80,200-$144,500
Employees may be eligible for pay incentives based on overall
corporate and individual performance or at the discretion of the
USAA Board of Directors.
- Geographical Differential : Geographic pay differential is
additional pay provided to eligible employees working in locations
where market pay levels are above the national average.Shift
premium will be addressed on an individual basis for applicable
roles that are consistently scheduled for non-core hours.
At USAA our employees enjoy best-in-class benefits to support their
physical, financial, and emotional wellness. These benefits include
comprehensive medical, dental and vision plans, 401(k), pension,
life insurance, parental benefits, adoption assistance, paid time
off program with paid holidays plus 16 paid volunteer hours, and
various wellness programs. Additionally, our career path planning
and continuing education assists employees with their professional
Please click on the link below for more details.
USAA Total Rewards
Relocation assistance is not available for this position.
Keywords: USAA, Plano , Business Risk and Controls Advisor Senior-BRC Advisor, Other , Plano, Texas
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