Business Risk and Controls Advisor Senior
Posted on: June 22, 2022
Purpose of JobAbout USAA
USAA knows what it means to serve. We facilitate the financial
security of millions of U.S. military members and their families.
This singular mission requires a dedication to innovative thinking
at every level.
We are seeking a talented Business Risk and Controls Advisor Senior
for either our Phoenix, AZ, San Antonio, TX, Plano, TX, Tampa, FL,
Colorado Springs, CO, or Charlotte, NC facility. This person may
also work Hybrid or 100% Remote Work Environment.
Positioned in the first line of defense to ensure the overall
effectiveness of risk and compliance management programs, risk
analytics and operations in the business. This role will partner
and collaborate with Compliance and Risk Management, as well as
Business Operations, IT, Audit Services, and Regulators to support
risk and compliance-based initiatives. Responsible for supporting
business leader adherence to the established risk framework and
ongoing supervision of business controls including risk and control
self-assessments, identification and evaluation of control
effectiveness, identifying control failures, facilitating risk and
compliance remediation, internal and external audits and regulatory
exams, and monitoring of the first line of defense to minimize risk
exposures and strengthen the overall control environment. Leverages
risk assessment data and identifies key data-driven insights tied
to first line of defense.Job RequirementsPrimary
- Identifies and manages existing and emerging risks that stem
from business activities and the job role.
- Ensures risks associated with business activities are
effectively identified, measured, monitored, and controlled.
- Follows written risk and compliance policies, standards, and
procedures for business activities.
- Manages and drives solutions for stronger controls, and in
support of Risk and/or regulatory compliance related initiatives
which may include: oversight of procedures/process, accurate
regulatory reporting and filing, document governance, Risk control
self-assessments, procedure governance, control design, new product
controls, CoSA Third Party Governance, or quality governance.
- Performs ongoing supervision and oversight of business controls
and shares knowledge with team members to evaluate the
effectiveness of established business controls.
- Responsible for Risk data analysis, report preparation and
trend analysis, utilizing business intelligence tools.
- Anticipates business needs and proactively identifies
opportunities to improve and strengthen the control environment
through actionable insights.
- Assists with translating control deficiencies into action plans
and provides recommendations to enhance governance practices in
alignment with Risk and compliance frameworks.
- Partners with stakeholders to drive improvement efforts to
correct or prevent unfavorable trends and assess the impacts.
- Leads project team through concept, planning, execution, and
implementation phases for effective and timely Risk
- Advises senior management on the status of their control
environment related to Risk identification and control weaknesses.
Identifies critical areas to monitor and escalates issues and
findings to appropriate stakeholders.
- Develops and maintains processes, procedures and tools for
managing exception alerts as they occur, including monitoring of
resulting exception cases.
- Provides control oversight to ensure compliance with laws and
- Serves as a primary resource to team members.When you apply for
this position, you will be required to answer some initial
questions. This will take approximately 5 minutes. Once you begin
the questions you will not be able to finish them at a later time
and you will not be able to change your responses.
- Bachelor's Degree OR 4 additional years of related experience
beyond the minimum required may be substituted in lieu of a degree
(10 years total).
- 6 years of experience supporting Risk and/or compliance-related
activities in a financial services operating environment or other
relevant industry OR 6 years of experience in a relevant
quantitative discipline OR advanced degree or designation in a Risk
management or quantitative discipline, and 4 years of experience
supporting Risk and/or compliance related activities OR PhD in a
Risk management or quantitative discipline AND 2 years of
experience supporting Risk and/or compliance related
- Issue management/control measurement/oversight within or
supporting consumer businesses such as Omnichannel, Retail
products, Real Estate, Audit, Compliance, and AML
- Project Management Experience
- Experience interfacing with senior leaders and all lines of
- Experience in participating in solution/risk mitigation
design.The above description reflects the details considered
necessary to describe the principal functions of the job and should
not be construed as a detailed description of all the work
requirements that may be performed in the job.Compensation:USAA has
an effective process for assessing market data and establishing
ranges to ensure we remain competitive. You are paid within the
salary range based on your experience and market position. The
salary range for this position is: $80,200 - $144,500* (this does
not include geographic differential it may be applied based on your
work location).Employees may be eligible for pay incentives based
on overall corporate and individual performance or at the
discretion of the USAA Board of Directors.*Geographical
Differential: Geographic pay differential is additional pay
provided to eligible employees working in locations where market
pay levels are above the national average.Shift premium will be
addressed on an individual basis for applicable roles that are
consistently scheduled for non-core hours.Benefits:At USAA our
employees enjoy best-in-class benefits to support their physical,
financial, and emotional wellness. These benefits include
comprehensive medical, dental and vision plans, 401(k), pension,
life insurance, parental benefits, adoption assistance, paid time
off program with paid holidays plus 16 paid volunteer hours, and
various wellness programs. Additionally, our career path planning
and continuing education assists employees with their professional
goals.Please click on the link below for more details.Relocation
assistance is not available for this position.#FSBRequired
Keywords: USAA, Plano , Business Risk and Controls Advisor Senior, Other , Plano, Texas
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