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Enterprise Testing Senior Associate

Company: Wells Fargo
Location: Plano
Posted on: June 9, 2021

Job Description:

Job Description

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

As the company's second line of defense, Corporate Risk - or Independent Risk Management - provides independent oversight of risk-taking activities. Independent Risk Management establishes and maintains Wells Fargo's risk management program and provides oversight, including challenges to and independent assessment of, the frontline's execution of its risk management responsibilities. We manage risk according to the Risk Management Framework and ensure all employees understand their individual accountability for managing risk.

Commercial Banking - Independent Testing & Validation has responsibility for testing activities and issue validations for Middle Market Banking, Treasury Management Payment Solutions, Commercial Banking Operations, Commercial Banking Chief of Staff, and Wells Fargo Commercial Capital. This team is seeking two Senior Associates.

Senior Associates will have the following responsibilities:

  • Executes review activities in an effective manner. May lead moderate to high risk or complex review activity engagements in a matrixed environment, and communicates emerging risks to management.
  • Completes review activities on schedule. Raises schedule delays to the review activity lead. Looks for opportunities to remediate schedule issues.
  • Escalates any potential issues discovered during the completion of review activities to a review lead. Identifies potential corrective actions, and follows through on reporting, escalation, and resolution.
  • Completes all documentation under limited supervision and appropriately retains all work papers (testing schedule, templates, work-papers, deferrals, deviations, etc.).
  • Consults and implements initiatives with moderate to high risk.
  • Internal interface with business regarding risk management. Limited to no external interaction.

Required Qualifications

  • 5+ years of experience in risk management (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management) or 5+ years of financial services industry experience, of which 3+ years must include direct experience in risk management

Other Desired Qualifications

  • Familiar with building constructive and effective relationships, and holds self accountable for delivering on commitments and renegotiates when needed.
  • Has familiarity with testing topics, risk types, line of business process walkthroughs, test results, researching, and issue identification.
  • Gaining skills in listening without interrupting or instantly judging; asks clarifying questions as needed.
  • Is familiar with abilities to evaluate both the adequacy and effectiveness of policies, procedures, processes, systems and internal controls; while analyzing business and/or systems changes to determine impact.
  • Proficient with quality assurance
  • Certified Anti-Money Laundering Specialist (CAMS)
  • Certified Financial Crimes Specialist (CFCS)
  • Certified Information Systems Auditor (CISA)
  • Certified Internal Auditor (CIA)
  • Certified Public Accountant (CPA)
  • Certified Regulatory Compliance Manager (CRCM)
  • Certified Risk and Compliance Management Professional (CRCMP)
  • Certified Risk Professional Program (CRP)

Street Address

AZ-PHX-Central Phoenix: 100 W Washington St - Phoenix, AZ

IA-West Des Moines: 7001 Westown Pkwy - West Des Moines, IA

MN-Minneapolis: 2701 Wells Fargo Way - Minneapolis, MN

SC-Fort Mill: 3480 State View Blvd - Fort Mill, SC

AZ-Chandler: 2600 S Price Rd - Chandler, AZ

AZ-PHX-Northwest Phoenix: 2222 W Rose Garden Ln - Phoenix, AZ

NY-New York: 150 E 42nd St - New York, NY

TX-Irving: 250 E John Carpenter Freeway - Irving, TX

MN-Saint Louis Park: 435 Ford Rd - Saint Louis Park, MN

MN-Minneapolis: 600 S 4th St - Minneapolis, MN

NC-Charlotte: 128 South Tryon Street - Charlotte, NC

TX-Plano: 4975 Preston Park Blvd - Plano, TX

TX-DAL-Downtown Dallas: 1445 Ross Ave - Dallas, TX

NJ-Summit: 190 River Rd - Summit, NJ

NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC

NC-Charlotte: 401 S Tryon St - Charlotte, NC

NC-Charlotte: 301 S College St - Charlotte, NC

MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO


All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Benefits Summary


Visit for benefits information.

Keywords: Wells Fargo, Plano , Enterprise Testing Senior Associate, Other , Plano, Texas

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