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FIU/AML Quality Assurance Senior Analyst

Company: Santander Holdings USA Inc
Location: Plano
Posted on: November 25, 2022

Job Description:

FIU/AML Quality Assurance Sr. AnalystCountry: United States of AmericaWHAT YOU WILL BE DOINGPosition Summary:The FIU/AML Quality Assurance Analyst is responsible for executing end-to-end quality assurance testing activities. The QA Analyst ensures QA methodology and objectives are executed, completed, detailed, communicated, and delivered in a timely fashion. Analysts must also ensure testing is conducted in accordance with established procedures and that QA procedures are continuously updated and shared with the QA staff. Analysts are also responsible for producing and delivering to management detailed recommendations and solutions to improve operational efficiency of quality and timeliness. This position is located in Dorchester MA. Job Duties:

  • Perform quality assurance review in accordance with FIU policies and departmental procedures within established timeframes
  • Ensure compliance, operational risk controls in accordance with Santander NA or regulatory standards and policies; and optimize relations with regulators by detailing and addressing any issues to manager.
  • Maintains internal control standards, including timely implementation of internal and external identified audit points together with any issues raised by external regulators.
  • Produce reports containing quality assurance results and associated metrics using established procedures.
  • Maintain current knowledge of regulations applicable to the business, any business changes as well as pertinent internal regulatory policy and procedural changes.
  • Provide insight into quality gaps discovered as part of the quality assurance process and ensure these gaps are communicated to manager.
  • Analyze information gathered to develop recommendations for improvement and changes in current policies and procedures for continued compliance with FIU/AML Policy and applicable regulations.
  • Establish and maintain professional relationships with monitoring/investigations units, as applicable
  • Provide feedback and recommendations to management to contribute to improved quality and efficiency of area activities.Qualifications: To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.Education:
    • Bachelor's degree in business, finance, accounting, or equivalent experience.
    • Masters' Degree highly desirable with professional certifications (CAMS CRCM, or CFE) highly desirable.Work Experience:
      • 3+ years progressive audit, compliance or QA/QC in a financial services environment is required
      • Previous AML compliance experience in large financial institution is required
      • Thorough knowledge of current AML/OFAC/BSA regulations and Bank policies and procedures to ensure comprehensive compliance.Skills and Abilities:
        • Demonstrated practical and theoretical knowledge of risk and compliance principles, concepts and policies.
        • Advanced quantitative capabilities and analytical skills, including an investigative mindset.
        • Ability to analyze risk data and provide recommendations and/or resolutions to mitigate risk scenarios.
        • Ability to summarize, document, and communicate information in a clear and concise manner.
        • Ability to effectively and clearly communicate instructions to others, summarize and articulate issues, and document findings in a clear and concise manner.
        • Ability to stay abreast of industry best practices, procedures, and techniques.
        • Ability to work independently as well as collaboratively within a team environment.Diversity & EEO Statements: At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We actively encourage everyone to apply.Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.Employer Rights: Employer Rights: This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate at any time for any reason. Bachelor of Science (BS) English Primary Location: Dorchester, Massachusetts, United States of AmericaOther Locations: Massachusetts-Dorchester,Texas-DallasOrganization: Santander Bank N.A.

Keywords: Santander Holdings USA Inc, Plano , FIU/AML Quality Assurance Senior Analyst, Accounting, Auditing , Plano, Texas

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